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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 09/2020 | 08/2022 |
| Minnesota Life Insurance Co | St Paul | MN | 09/2020 | 08/2022 |
| Securian Advisors Of New England | Braintree | MA | 09/2020 | 08/2022 |
| James A. O'MAlley, C.P.A. | Worcester | MA | 09/2015 | Present |
| Sagepoint Financial | Braintree | MA | 08/2022 | Present |
| Osaic Wealth, Inc. | Worcester | MA | 09/2023 | Present |
1) FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/14/2020 ADDRESS: 70 Holden St., Worcester MA 01605, United States DESCRIPTION: Offering clients fixed insurance options. 2) JAMES A. O'MALLEY, C.P.A. POSITION: Accountant NATURE: Accounting and tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 75 SECURITIES TRADING HOURS: 15 START DATE: 09/01/2015 ADDRESS: 70 Holden St., Worcester MA 01605, United States DESCRIPTION: Tax Preparation and general accounting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-06 |
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