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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-11-15 |
| NJ | RA | APPROVED | 2023-03-31 |
| CT | RA | APPROVED | 2023-03-30 |
| TX | RA | APPROVED | 2023-02-03 |
| NY | RA | APPROVED | 2022-12-05 |
Branch Locations
390 Madison Ave Floor 11, New York, NY 10017 • United States
390 Madison Ave, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Edison | NJ | 09/2020 | 10/2022 |
| New York Life Insurance Company | Edison | NJ | 11/2020 | 10/2022 |
| Unemployed | South Amboy | NJ | 07/2020 | 08/2020 |
| Macy's Inc. | New York | NY | 01/2012 | 06/2020 |
| Eagle Strategies Llc | Edison | NJ | 12/2021 | 10/2022 |
| J.P. Morgan Securities Llc | New York | NY | 11/2022 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 11/2022 | Present |
| Turning Point | Manalapan Township | NJ | 01/2022 | 10/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-19 |
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