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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-02-10 |
| CT | RA | APPROVED | 2021-02-05 |
| TX | RA | APPROVED | 2021-02-05 |
Branch Locations
57 North St Ste 208, Danbury, CT 06810 • United States
64 Wall Street Suite 150, Madison, CT 06443 • United States
Madison, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Danbury | CT | 09/2020 | Present |
| Nov | Denver | CO | 12/2011 | 09/2020 |
Business Ownership; Flintlock Management; Maintain practice management and all state and federal required reporting.; Practice management of business conducted with Ameriprise/Bluebird Wealth Advisors.; 126 Flintlock Rd, , Madison, CT, 6443; Investment-Related; 09/09/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Flintlock Management LLC; Owner; Manage advisory business; 126 Flintlock Rd, , Madison, CT, 06443; Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-10 |
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