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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-15 |
| NY | RA | APPROVED | 2023-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella & Co., Inc. | Malden | MA | 10/2020 | 08/2021 |
| Quint Capital Corp | New York | NY | 05/2019 | 08/2019 |
| Woodmont Day Camp | New City | NY | 06/2018 | 08/2018 |
| Maltin Wealth Management | Wychoff | NJ | 05/2017 | 08/2017 |
| Cetera Advisors Llc | St. Cloud | MN | 08/2021 | 10/2022 |
| Emerald Retirement Planning Group, Inc | Stony Point | NY | 09/2020 | 10/2022 |
| J.P. Morgan Securities Llc | New York | NY | 01/2023 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 01/2023 | Present |
| Unemployed | Stony Point | NY | 08/2016 | 04/2017 |
| Unemployed | Stony Point | NY | 09/2017 | 05/2018 |
| Unemployed | Stony Point | NY | 09/2018 | 04/2019 |
| Unemployed | Stony Point | NY | 09/2019 | 08/2020 |
| Unemployed | New York | NY | 10/2022 | 12/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-12 |
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