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Nicholas Hernandez

J.P. Morgan Securities LLC

New York, NY

CRD 7294731

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-15
NY RA APPROVED 2023-01-17
  • TX RA
    APPROVED_RES
    Since 2025-07-15
  • NY RA
    APPROVED
    Since 2023-01-17

Branch Locations

120 Broadway, New York, NY 10271 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantella & Co., Inc. Malden MA 10/2020 08/2021
Quint Capital Corp New York NY 05/2019 08/2019
Woodmont Day Camp New City NY 06/2018 08/2018
Maltin Wealth Management Wychoff NJ 05/2017 08/2017
Cetera Advisors Llc St. Cloud MN 08/2021 10/2022
Emerald Retirement Planning Group, Inc Stony Point NY 09/2020 10/2022
J.P. Morgan Securities Llc New York NY 01/2023 Present
Jpmorgan Chase Bank, N.A. New York NY 01/2023 Present
Unemployed Stony Point NY 08/2016 04/2017
Unemployed Stony Point NY 09/2017 05/2018
Unemployed Stony Point NY 09/2018 04/2019
Unemployed Stony Point NY 09/2019 08/2020
Unemployed New York NY 10/2022 12/2022
  • 10/2020 → 08/2021
    Cantella & Co., Inc.
    Malden, MA
  • 05/2019 → 08/2019
    Quint Capital Corp
    New York, NY
  • 06/2018 → 08/2018
    Woodmont Day Camp
    New City, NY
  • 05/2017 → 08/2017
    Maltin Wealth Management
    Wychoff, NJ
  • 08/2021 → 10/2022
    Cetera Advisors Llc
    St. Cloud, MN
  • 09/2020 → 10/2022
    Emerald Retirement Planning Group, Inc
    Stony Point, NY
  • 01/2023 → Present
    New York, NY
  • 01/2023 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 08/2016 → 04/2017
    Unemployed
    Stony Point, NY
  • 09/2017 → 05/2018
    Unemployed
    Stony Point, NY
  • 09/2018 → 04/2019
    Unemployed
    Stony Point, NY
  • 09/2019 → 08/2020
    Unemployed
    Stony Point, NY
  • 10/2022 → 12/2022
    Unemployed
    New York, NY
Previous Registrations
  • 2021-11-26 → 2022-10-26
    Cetera Advisors Llc
    Stony Point, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-12
  • S66 Uniform Combined State Law Examination
    2021-11-12
Other Names
  • Nicholas J Hernandez

View on SEC IAPD

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