Best Investors Account Sign in
Inactive

Annie Caroline Lamm

Cain, Watters & Associates, LLC

Frisco, TX

Claim This Profile
Current Employers
Cain, Watters & Associates, Llc

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-16
  • TX RA
    APPROVED
    Since 2020-09-16

Branch Locations

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cain, Watters & Associates, Llc Frisco TX 01/2019 Present
Kpmg Houston TX 10/2017 01/2019
Cain, Watters & Associates, Llc Plano TX 06/2017 09/2017
University Of Mississippi Oxford MS 08/2015 06/2017
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-25
  • S65 Uniform Investment Adviser Law Examination
    2020-08-25
Other Names
  • Annie Caroline Frye
  • Annie Frye

View on SEC IAPD

Other Firms

BSIP SLP GP, LLC
MCCLURE CAPITAL ADVISORS, INC.
MAVERICK TECH FUND MANAGER
WAYMAKER PARTNERS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RBC CAPITAL MARKETS, LLC
CG ADVISORY SERVICES
CLAIRALPHA ADVISORS LLC

Other Investors

Raymond Michiel McClure
VICTOR JAMES MCCLURE
Logan Mikel Wakumoto
STEVEN LEWIS RINGO
CHARLES GLEN DANIEL
DIOSELINA G RAMIREZ
RAOUL P SHROFF
CHRISTOPHER KEITH HUGGINS

Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

More in Frisco, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor