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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Ephrata | PA | 09/2020 | 01/2021 |
| Fulton Bank N.A. | Quarryville | PA | 04/2011 | 08/2020 |
| Raymond James Financial Services, Inc. | Ephrata | PA | 01/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Ephrata | PA | 01/2021 | Present |
| Fulton Bank | Ephrate | PA | 11/2020 | Present |
1) Name of Business: Fulton Financial Advisors Address: 108 N Reading Rd, Ephrata, PA, 17522, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/09/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment sales and service (2) Name of Business: Martic Township Address: 370 Steinman Farm Rd, Pequea, PA, 17565, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 11/09/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Officer - VP planning commission. Review plans and make recommendations to Board of Supervisors.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-15 |
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