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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-01-19
  • PA RA
    APPROVED
    Since 2021-01-19

Branch Locations

1713 W Main Street, Ephrata, PA 17522 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Ephrata PA 09/2020 01/2021
Fulton Bank N.A. Quarryville PA 04/2011 08/2020
Raymond James Financial Services, Inc. Ephrata PA 01/2021 Present
Raymond James Financial Services Advisors, Inc. Ephrata PA 01/2021 Present
Fulton Bank Ephrate PA 11/2020 Present
  • 09/2020 → 01/2021
    Raymond James Financial Services, Inc.
    Ephrata, PA
  • 04/2011 → 08/2020
    Fulton Bank N.A.
    Quarryville, PA
  • 01/2021 → Present
    Raymond James Financial Services, Inc.
    Ephrata, PA
  • 01/2021 → Present
    Ephrata, PA
  • 11/2020 → Present
    Fulton Bank
    Ephrate, PA
Other Businesses

1) Name of Business: Fulton Financial Advisors Address: 108 N Reading Rd, Ephrata, PA, 17522, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/09/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment sales and service (2) Name of Business: Martic Township Address: 370 Steinman Farm Rd, Pequea, PA, 17565, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 11/09/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Officer - VP planning commission. Review plans and make recommendations to Board of Supervisors.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-15
  • S66 Uniform Combined State Law Examination
    2021-01-15
Other Names
  • Jessica M Bernhardt
  • Jessica M Althouse

View on SEC IAPD

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