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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ephrata National Bank | Ephrata | PA | 10/2000 | Present |
| Infinex Investments, Inc | Meriden | CT | 06/2015 | 09/2020 |
| Lpl Financial Llc | Ephrata | PA | 09/2020 | Present |
1)9/14/2020- ENB Investment Services -DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2)9/14/2020- Pennsylvania Interscholastic Athletic Association- High School Wrestling Official- Palmyra PA- start date 10/2/2000- 40hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-24 |
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