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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-07-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stone Financial | Shillington | PA | 02/2019 | 12/2019 |
| Sun East Federal Credit Union | Aston | PA | 02/2019 | 02/2019 |
| Utilities Employees Credit Union | Wyomissing | PA | 09/2010 | 02/2019 |
| First Allied Securities | San Diego | CA | 05/2019 | 12/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2020 | 02/2020 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2020 | 02/2020 |
| Commonwealth Financial Network | Waltham | MA | 02/2020 | 06/2021 |
| Spring Ridge Financial Group, Llc | Wyomissing | PA | 02/2020 | 06/2021 |
| Commonwealth Financial Network | Waltham | MA | 06/2021 | 05/2024 |
| Spring Ridge Financial Group, Llc | Wyomissing | PA | 06/2021 | 05/2024 |
| Lpl Financial Llc | Ephrata | PA | 07/2024 | Present |
| Ephrata National Bank | Ephrata | PA | 05/2024 | Present |
1 - 06/28/2024 - ENB Investment Services - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported business location(s). 2- 07/23/2024 - ASH Brokerage - Non-Variable Insurance - Independent Advisor - Investment Related - At Reported Business Location(s) - Start Date 07/22/2024 - 4 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-12 |
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