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Current Employers
Ladenburg Thalmann Asset Management Inc

640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-01
  • NY RA
    APPROVED
    Since 2023-09-01

Branch Locations

465 Columbus Ave #10A, New York, NY 10024 • United States

640 5Th Avenue, 4Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 09/2020 05/2022
Enterprise-Rent-A-Car Rock Hill SC 03/2020 06/2020
Enterprise-Rent-A-Car Fort Mill SC 11/2019 03/2020
Enterprise-Rent-A-Car Charlotte NC 06/2019 11/2019
Enterprise-Rent-A-Car Martinsville IN 01/2019 06/2019
Enterprise-Rent-A-Car Fishers IN 09/2018 01/2019
Enterprise-Rent-A-Car Indianapolis IN 11/2017 09/2018
Enterprise-Rent-A-Car Indianapolis IN 08/2017 11/2017
Unemployed Indianapolis IN 07/2017 08/2017
Butler University Indianapolis IN 08/2013 06/2017
Klimek Law Firm Indianapolis IN 03/2016 09/2016
Indianapolis Indians Indianapolis IN 04/2016 09/2016
Adp Indianapolis IN 07/2017 07/2017
Ladenburg Thalmann & Co. New York NY 06/2022 Present
  • 09/2020 → 05/2022
    The Vanguard Group, Inc.
    Charlotte, NC
  • 03/2020 → 06/2020
    Enterprise-Rent-A-Car
    Rock Hill, SC
  • 11/2019 → 03/2020
    Enterprise-Rent-A-Car
    Fort Mill, SC
  • 06/2019 → 11/2019
    Enterprise-Rent-A-Car
    Charlotte, NC
  • 01/2019 → 06/2019
    Enterprise-Rent-A-Car
    Martinsville, IN
  • 09/2018 → 01/2019
    Enterprise-Rent-A-Car
    Fishers, IN
  • 11/2017 → 09/2018
    Enterprise-Rent-A-Car
    Indianapolis, IN
  • 08/2017 → 11/2017
    Enterprise-Rent-A-Car
    Indianapolis, IN
  • 07/2017 → 08/2017
    Unemployed
    Indianapolis, IN
  • 08/2013 → 06/2017
    Butler University
    Indianapolis, IN
  • 03/2016 → 09/2016
    Klimek Law Firm
    Indianapolis, IN
  • 04/2016 → 09/2016
    Indianapolis Indians
    Indianapolis, IN
  • 07/2017 → 07/2017
    Adp
    Indianapolis, IN
  • 06/2022 → Present
    Ladenburg Thalmann & Co.
    New York, NY
Other Businesses

Rental Property ( 422 Southend Crossing Lane, Charlotte NC 28203); Start date: June 2022; App 1 hr per month spent on business; Management company handles maintenance / communications with tenants; Rental compensation; LLC formed on 08/10/23 New York Cares; 39 Broadway 27th Floor, New York, NY 10006; Volunteer; Start date: 01/11/24; App 1 hr a week- non business hrs; No compensation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-31
S63 Uniform Securities Agent State Law Examination 2020-10-21
  • S66 Uniform Combined State Law Examination
    2023-08-31
  • S63 Uniform Securities Agent State Law Examination
    2020-10-21
Other Names
  • Audrey Gosnell
  • Audrey Bobbi Gosnell
  • Audrey Treloar
  • Audrey Bobbi Gosnell

View on SEC IAPD

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