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Inactive

Sarah Bracewell

Corient

Houston, TX

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-28
  • TX RA
    APPROVED
    Since 2023-11-28

Branch Locations

2929 Allen Parkway Ste 3000, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avalon Investment & Advisory Houston TX 08/2020 05/2023
Avalon Wealth Management Llc Houston TX 08/2020 05/2023
Tiaa Houston TX 04/2011 08/2020
Corient Houston TX 05/2023 Present
Corient Services Llc Miami FL 07/2023 Present
Cipw Service Company, Llc Toronto 05/2023 07/2023
  • 08/2020 → 05/2023
    Avalon Investment & Advisory
    Houston, TX
  • 08/2020 → 05/2023
    Avalon Wealth Management Llc
    Houston, TX
  • 04/2011 → 08/2020
    Tiaa
    Houston, TX
  • 05/2023 → Present
    Corient
    Houston, TX
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
  • 05/2023 → 07/2023
    Cipw Service Company, Llc
    Toronto
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-28
  • S65 Uniform Investment Adviser Law Examination
    2023-11-28
Other Names
  • Sarah Winn Currie
  • Sarah Bracewell
  • Sarah C. Bracewell

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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