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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-07 |
| MN | RA | APPROVED | 2022-02-28 |
Branch Locations
2514 Superior Dr Nw Suite A, Rochester, MN 55901 • United States
110 2Nd Ave Se Ste A, Waseca, MN 56093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Llc | Rochester | MN | 05/2021 | Present |
| Hydrite Chemical Co. | Omaha | NE | 06/2018 | 05/2021 |
| Davis Dairy Plant South Dakota State University | Brookings | SD | 08/2015 | 06/2018 |
| South Dakota State University | Brookings | SD | 08/2013 | 05/2018 |
Business Ownership; Excelsior Snow Removal LLC; Co-owner; Snow removal; 1727 Broadway Ave S, , Rochester, MN, 55901; Not Investment-Related; 08/31/2023; 10 to 19 hours per month; 0 during trading hours / B & C Holdings; Co-owner; Real Estate; 2637 Kenosha Ln NW, , Rochester , MN, 55901; Investment-Related; 08/31/2023; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Saiki Enterprise; Associate Financial Advisor; Manage advisory business; 740 Valley View Rd SW, , Oronoco, MN, 55960; Investment-Related; 06/14/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-26 |
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