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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-11 |
| WI | RA | APPROVED | 2016-03-22 |
Branch Locations
12740 N River Road, Mequon, WI 53092 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2016-03-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Benefit Specialist | Brooksfield | WI | 05/2006 | 12/2017 |
| Raymond James Financial Services,Inc | Mequon | WI | 03/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Mequon | WI | 03/2016 | Present |
(1)Name of Business: Compass Benefit Specialists Address: 12740 N River Rd, Mequon, WI, 53097, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/27/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Refer clients to Tom Wozniak and Dominic Schelfhout at Compass Benefit Specialists. We typically split commissions that get generated 50/50.Compass Benefit Specialists handle the Medicare Supplements and/or any health insurance that is needed for the clients. (2)Name of Business: Gentian Financial Address: 12740 N River Rd, Mequon, WI, 53092, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/11/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-16 |
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