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Angela Sue Wellens

LPl Enterprise, LLC

Columbus, OH

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

One Easton Oval Suite 550, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Services Cincinnati OH 09/2020 05/2021
Western Southern Life West Chester OH 06/2020 05/2021
White House Black Market Liberty Twp OH 08/2019 05/2020
Mason City Schools Mason OH 11/2019 03/2020
Fairfield City Schools Fairfield OH 01/1999 08/2019
Nylife Securities Llc Cincinnati OH 06/2021 04/2022
New York Life Insurance Company Cincinnati OH 05/2021 04/2022
White House Black Market Liberty Township OH 04/2021 09/2021
Horter Investment Management Llc Cincinnati OH 04/2022 11/2022
Horter Financial Strategies Llc Cincinnati OH 04/2022 11/2022
The Prudential Insurance Company Of America Cincinnati OH 09/2023 Present
Pruco Securities Llc Cincinnati OH 09/2023 11/2024
Comprehensive Substitute Solutions Cincinnati OH 11/2022 09/2023
Lpl Enterprise, Llc Columbus OH 11/2024 Present
  • 09/2020 → 05/2021
    W&S Brokerage Services
    Cincinnati, OH
  • 06/2020 → 05/2021
    Western Southern Life
    West Chester, OH
  • 08/2019 → 05/2020
    White House Black Market
    Liberty Twp, OH
  • 11/2019 → 03/2020
    Mason City Schools
    Mason, OH
  • 01/1999 → 08/2019
    Fairfield City Schools
    Fairfield, OH
  • 06/2021 → 04/2022
    Nylife Securities Llc
    Cincinnati, OH
  • 05/2021 → 04/2022
    New York Life Insurance Company
    Cincinnati, OH
  • 04/2021 → 09/2021
    White House Black Market
    Liberty Township, OH
  • 04/2022 → 11/2022
    Horter Investment Management Llc
    Cincinnati, OH
  • 04/2022 → 11/2022
    Horter Financial Strategies Llc
    Cincinnati, OH
  • 09/2023 → Present
    The Prudential Insurance Company Of America
    Cincinnati, OH
  • 09/2023 → 11/2024
    Pruco Securities Llc
    Cincinnati, OH
  • 11/2022 → 09/2023
    Comprehensive Substitute Solutions
    Cincinnati, OH
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Columbus, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-05
S63 Uniform Securities Agent State Law Examination 2021-01-16
  • S65 Uniform Investment Adviser Law Examination
    2023-06-05
  • S63 Uniform Securities Agent State Law Examination
    2021-01-16
Other Names
  • Angela Sue Royalty
  • Angela Sue Elam

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDELMAN FINANCIAL ENGINES
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES
SIGNATURE EQUITY PARTNERS, LLC
STRATEGIC ADVISERS LLC
PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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