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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-02
NC RA APPROVED 2022-01-14
  • TX RA
    APPROVED
    Since 2022-02-02
  • NC RA
    APPROVED
    Since 2022-01-14

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 09/2020 10/2021
Inner Banks Landscaping Greenville NC 01/2020 05/2020
Farmers Bank Windsor VA 05/2018 08/2019
Indian Creek Yacht Club Kilmarnock VA 05/2013 08/2017
East Carolina University Greenville NC 08/2015 05/2020
Unemployed Raleigh NC 05/2020 09/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 12/2021 Present
Ups Raleigh NC 10/2021 11/2021
Home Depot Inc Raleigh NC 08/2020 10/2020
Bank Of America, N.A. Raleigh NC 01/2022 Present
  • 09/2020 → 10/2021
    New York, NY
  • 01/2020 → 05/2020
    Inner Banks Landscaping
    Greenville, NC
  • 05/2018 → 08/2019
    Farmers Bank
    Windsor, VA
  • 05/2013 → 08/2017
    Indian Creek Yacht Club
    Kilmarnock, VA
  • 08/2015 → 05/2020
    East Carolina University
    Greenville, NC
  • 05/2020 → 09/2020
    Unemployed
    Raleigh, NC
  • 12/2021 → Present
    Raleigh, NC
  • 10/2021 → 11/2021
    Ups
    Raleigh, NC
  • 08/2020 → 10/2020
    Home Depot Inc
    Raleigh, NC
  • 01/2022 → Present
    Bank Of America, N.A.
    Raleigh, NC
Previous Registrations
Other Businesses

I*3701278 Entity Type: N/A Name of OBA: Zebulon Chamber of Commerce Address: Zebulon, North Carolina, 27597 Investment Related: No Position, Title, Association: Committee Employee Start Date: 03/04/2026 Number of Hours: 8, Monthly Number of Hours during trading: 0, Monthly Duties: Local Economic Development Organize roundtable discussions with local Business owners and local governmental officials to discus town and business needs. Be a middle ground for business owners to express their concerns and needs to better help their business grow as well as develop more economic activity within the community. Organize meetings with committee members to discuss ways and ideas to promote economic growth within the town.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-10
  • S66 Uniform Combined State Law Examination
    2020-08-10
Other Names
  • Lane Stephens
  • William Stephens
  • William Lane Stephens

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