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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-30
MD RA APPROVED 2021-06-10
  • TX RA
    APPROVED
    Since 2021-06-30
  • MD RA
    APPROVED
    Since 2021-06-10

Branch Locations

525 Washington Blvd Ci Relationship Management, Jersey City, NJ 07310 • United States

11333 Mccormick Rd Ci Relationship Management, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch At Bank Of America Hunt Valley MD 08/2020 Present
Unemployed Jarrettsville MD 05/2020 08/2020
Salisbury University Salisbury MD 01/2017 05/2020
Accent Vending Baltimore MD 05/2017 01/2018
Unemployed Jarrettsville MD 08/2016 01/2017
  • 08/2020 → Present
    Merrill Lynch At Bank Of America
    Hunt Valley, MD
  • 05/2020 → 08/2020
    Unemployed
    Jarrettsville, MD
  • 01/2017 → 05/2020
    Salisbury University
    Salisbury, MD
  • 05/2017 → 01/2018
    Accent Vending
    Baltimore, MD
  • 08/2016 → 01/2017
    Unemployed
    Jarrettsville, MD
Other Businesses

I*1182253, Entity Type: Entity For Profit, Name of OBA: Trojanwood Golf Club, Address: Middle River, Maryland 21220, Investment Related: N, Position, Title, Association: Treasurer, Employee Start Date: 04/27/2023, No Hours: 2, No Hours during trading: 0, Duties: Recently was elected "Treasurer" of a small family-oriented golf club. This golf club is not an official organization and therefore does not have any investment/brokerage accounts. For the most part, I would be responsible for simply colleting funds from the members in order to pay for the round of golf for that particular month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-09
  • S66 Uniform Combined State Law Examination
    2021-06-09
Other Names
  • Benjamin Joseph Cummins

View on SEC IAPD

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