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Erik Eriksen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Worcester, MA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-01
CT RA APPROVED 2022-10-04
  • TX RA
    APPROVED
    Since 2022-12-01
  • CT RA
    APPROVED
    Since 2022-10-04

Branch Locations

100 Front St, Worcester, MA 01608 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Worcester MA 09/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-16
  • S66 Uniform Combined State Law Examination
    2022-09-16
Other Names
  • Erik S Eriksen
  • Erik Stein Eriksen

View on SEC IAPD

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