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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-01-05 |
Branch Locations
1320 Main St Ste 600, Columbia, SC 29201 • United States
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
1505 N Highway 17, Mount Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Mt Pleasant | SC | 08/2021 | 09/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2020 | 09/2023 |
| Nolan Transportation Group | North Charleston | SC | 01/2020 | 09/2020 |
| Pure Fishing | Columbia | SC | 05/2018 | 01/2020 |
| Unemployed | Mount Pleasant | SC | 01/2010 | 05/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2023 | 09/2023 |
| Wells Fargo Bank, Na | Mount Pleasant | SC | 10/2023 | Present |
| Wells Fargo Clearing Services, Llc | Mount Pleasant | SC | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-17 |
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