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17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cain, Watters & Associates, Llc | Frisco | TX | 01/2018 | Present |
| Texas Tech University | Lubbock | TX | 08/2012 | 01/2018 |
1) Lamm Legacy Company, LLC; Investment-related; Nash, TX; Residential Real Estate Investing; Co-owner; Financial Management and Recordkeeping; Start Date 01/2019; approximately 10-20 hours per month; Duties: reconciling financials and looking at potential investment opportunities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-22 |
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