Caleb Andrew Taylor

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-08-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Pioneer Catering Company	Minneapolis	MN	09/2015	01/2019
Asm Global (Previously Named Smg Before Merger)	Minneapolis	MN	09/2017	05/2019
North Central University	Minneapolis	MN	01/2019	05/2019
North Central University	Minneapolis	MN	08/2015	05/2019
Cleveland Indians	Cleveland	OH	02/2018	05/2020
Serpentini Chevrolet Strongsville	Strongsville	OH	06/2020	08/2020
Lpl Financial Llc	Akron	OH	08/2021	07/2023
Stratos Wealth Partners	Arkon	OH	08/2020	07/2023
Charles Schwab & Co., Inc.	Richfield	OH	08/2023	Present

09/2015 → 01/2019

Pioneer Catering Company

Minneapolis, MN
09/2017 → 05/2019

Asm Global (Previously Named Smg Before Merger)

Minneapolis, MN
01/2019 → 05/2019

North Central University

Minneapolis, MN
08/2015 → 05/2019

North Central University

Minneapolis, MN
02/2018 → 05/2020

Cleveland Indians

Cleveland, OH
06/2020 → 08/2020

Serpentini Chevrolet Strongsville

Strongsville, OH
08/2021 → 07/2023

Lpl Financial Llc

Akron, OH
08/2020 → 07/2023

Stratos Wealth Partners

Arkon, OH
08/2023 → Present

Charles Schwab & Co., Inc.

Richfield, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-23

Other Firms