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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-02
  • TX RA
    APPROVED
    Since 2020-10-02

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frisco TX 08/2020 08/2023
Nationwide Corporate Capital & Developmnet, Ltd. (Paid As An Ic) Addison TX 01/2011 01/2019
Retired Plano TX 02/2019 07/2020
Bank Of America N.A. Frisco TX 10/2020 Present
  • 08/2020 → 08/2023
    Frisco, TX
  • 01/2011 → 01/2019
    Nationwide Corporate Capital & Developmnet, Ltd. (Paid As An Ic)
    Addison, TX
  • 02/2019 → 07/2020
    Retired
    Plano, TX
  • 10/2020 → Present
    Bank Of America N.A.
    Frisco, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-11
  • S66 Uniform Combined State Law Examination
    2020-08-11

View on SEC IAPD

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