Mary Regina Zwaan

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → 09/2022
  The Vanguard Group, Inc.
  Malvern, PA
• 08/2016 → 04/2020
  University Of Pittsburgh
  Pittsburgh, PA
• 08/2017 → 04/2020
  University Of Pittsburgh Intramurals And Recreation
  Pittsburgh, PA
• 12/2018 → 08/2019
  The Painted Plate
  West Chester, PA
• 04/2020 → 08/2020
  Unemployed
  Malvern, PA
• 02/2020 → 02/2020
  Emporio A Meatball Joint
  Pittsburgh, PA
• 08/2019 → 11/2019
  Northside Leadership Conference
  Pittsburgh, PA
• 09/2022 → 03/2025
  Ubs Financial Services Inc.
  New York, NY
• 03/2025 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY

Previous Registrations

• 2022-10-04 → 2025-04-10
  Ubs Financial Services Inc.
  New York, NY
  Ridgewood, NY

Exams

• S66 Uniform Combined State Law Examination
  2022-10-04
• S63 Uniform Securities Agent State Law Examination
  2020-10-06

Other Names

• Mary Regina Zwaan
• Mary Zwaan