Andrew Scott Toback

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-03-28
TX	RA	APPROVED	2023-03-27

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Suny Albany	Albany	NY	08/2016	08/2018
Lynn University	Boca Raton	FL	08/2018	05/2020
Unemployed	Palm Beach Gardens	FL	06/2020	07/2020
Penn Mutual Life Insurance Company	Horsham	PA	07/2020	01/2021
Hornor Townsend & Kent Llc	Horsham	PA	09/2020	01/2021
Ameriprise Financial Services, Llc	Boca Raton	FL	02/2021	06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Palm Beach	FL	07/2022	03/2023
Stifel, Nicolaus & Company, Incorporated	Palm Beach	FL	03/2023	Present

08/2016 → 08/2018

Suny Albany

Albany, NY
08/2018 → 05/2020

Lynn University

Boca Raton, FL
06/2020 → 07/2020

Unemployed

Palm Beach Gardens, FL
07/2020 → 01/2021

Penn Mutual Life Insurance Company

Horsham, PA
09/2020 → 01/2021

Hornor Townsend & Kent Llc

Horsham, PA
02/2021 → 06/2022

Ameriprise Financial Services, Llc

Boca Raton, FL
07/2022 → 03/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Beach, FL
03/2023 → Present

Stifel, Nicolaus & Company, Incorporated

Palm Beach, FL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-10-31
S63	Uniform Securities Agent State Law Examination	2022-07-09

Other Firms