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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lord Abbett | Jersey City | NJ | 01/2010 | 06/2017 |
| Unemployment | Sacramento | CA | 06/2017 | 08/2017 |
| Raymond James Financial Services, Inc. | W. Sacramento | CA | 08/2017 | Present |
| Raymond James Financial Services Advisors Inc. | W. Sacramento | CA | 08/2017 | Present |
| First Northern Bank | W. Sacramento | CA | 08/2017 | Present |
(1) Name of Business: First Northern Advisors Address: 1300 Harbor Blvd, West Sacramento, CA, 95691, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/01/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an investment advisor to referrals I get from within my relationship with First Northern Bank and leads I generate on my own. (2) Name of Business: Lohi Beer Garden Address: 2715 17th St Suite 103, Denver, CO, 80211, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 04/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: conversations from time to time with other owners about normal business activities. I do not help or participate in day to day activities. (3) Name of Business: Recess Campus Lounge, Corp Address: 9590 Jeffcott Rd, Wilton, CA, 95693, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 11/14/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an investor in a Restaurant (4) Name of Business: Southside Beer Garden Address: 9590 Jeffcott Rd, Wilton, CA, 95693, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 06/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a building we bought with the intention of opening a beer garden, (5) Name of Business: West Wash Park Beer Garden Address: 9590 Jeffcott Rd, Wilton , CA, 95693, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 06/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: conversations from time to time as an investor in the business. this is the entity that was set up for the restaurant itself.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-29 |
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