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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-08-10
  • CA RA
    APPROVED
    Since 2017-08-10

Branch Locations

1300 Harbor Blvd., W. Sacramento, CA 95691 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lord Abbett Jersey City NJ 01/2010 06/2017
Unemployment Sacramento CA 06/2017 08/2017
Raymond James Financial Services, Inc. W. Sacramento CA 08/2017 Present
Raymond James Financial Services Advisors Inc. W. Sacramento CA 08/2017 Present
First Northern Bank W. Sacramento CA 08/2017 Present
  • 01/2010 → 06/2017
    Lord Abbett
    Jersey City, NJ
  • 06/2017 → 08/2017
    Unemployment
    Sacramento, CA
  • 08/2017 → Present
    Raymond James Financial Services, Inc.
    W. Sacramento, CA
  • 08/2017 → Present
    W. Sacramento, CA
  • 08/2017 → Present
    First Northern Bank
    W. Sacramento, CA
Previous Registrations
Other Businesses

(1) Name of Business: First Northern Advisors Address: 1300 Harbor Blvd, West Sacramento, CA, 95691, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/01/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an investment advisor to referrals I get from within my relationship with First Northern Bank and leads I generate on my own. (2) Name of Business: Lohi Beer Garden Address: 2715 17th St Suite 103, Denver, CO, 80211, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 04/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: conversations from time to time with other owners about normal business activities. I do not help or participate in day to day activities. (3) Name of Business: Recess Campus Lounge, Corp Address: 9590 Jeffcott Rd, Wilton, CA, 95693, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 11/14/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an investor in a Restaurant (4) Name of Business: Southside Beer Garden Address: 9590 Jeffcott Rd, Wilton, CA, 95693, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 06/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a building we bought with the intention of opening a beer garden, (5) Name of Business: West Wash Park Beer Garden Address: 9590 Jeffcott Rd, Wilton , CA, 95693, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 06/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: conversations from time to time as an investor in the business. this is the entity that was set up for the restaurant itself.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-01
S63 Uniform Securities Agent State Law Examination 2008-02-29
  • S66 Uniform Combined State Law Examination
    2011-11-01
  • S63 Uniform Securities Agent State Law Examination
    2008-02-29
Other Names
  • Ej Hoffart
  • Eric Jason Hoffart
  • Eric J Hoffort
  • Eric J Hoffart

View on SEC IAPD

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