Christopher Charles Bradford

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 09/2023
  Securities America, Inc.
  West Sacramento, CA
• 11/2020 → 09/2023
  Securities America Advisors, Inc.
  West Sacramento, CA
• 09/2023 → Present
  Lpl Financial Llc
  West Sacramento, CA

Previous Registrations

• 2020-11-06 → 2023-09-29
  Securities America Advisors, Inc.
  West Sacramento, CA
• 2020-11-06 → 2022-12-19
  Arbor Point Advisors
  West Sacramento, CA
• 2013-12-02 → 2020-11-06
  Kms Financial Services, Inc.
  West Sacramento, CA
  Seattle, WA
  Seattle, WA
• 2009-04-03 → 2013-12-04
  Raymond James Financial Services Advisors, Inc
  West Sacremento, CA
• 2007-05-31 → 2009-03-18
  Edward Jones
  Woodland, CA

Other Businesses

1) 09/29/2023 - BRADFORD CAPITAL GROUP - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2023 2) 09/29/2023 - Bradford Capital Group - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 12/09/2002 - 0 Hours Per Month/ During Trading 3) 09/29/2023 - EXECUTOR/TRUSTEE OF THE JACK SELLERS ESTATE - Act in a Fiduciary Capacity - Not Investment Related - At Reported Business Location(s) - Start Date 10/24/2016 - 5 Hours per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2007-05-29
• S63 Uniform Securities Agent State Law Examination
  2002-10-12

Designations

• Certified Financial Planner