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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| CA | RA | APPROVED | 2023-09-29 |
Branch Locations
1450 Harbor Blvd Suite E, West Sacramento, CA 95691 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc. | Seattle | WA | 11/2013 | 11/2020 |
| Securities America, Inc. | West Sacramento | CA | 11/2020 | 09/2023 |
| Securities America Advisors, Inc. | West Sacramento | CA | 11/2020 | 09/2023 |
| Lpl Financial Llc | West Sacramento | CA | 09/2023 | Present |
1) 09/29/2023 - BRADFORD CAPITAL GROUP - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2023 2) 09/29/2023 - Bradford Capital Group - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 12/09/2002 - 0 Hours Per Month/ During Trading 3) 09/29/2023 - EXECUTOR/TRUSTEE OF THE JACK SELLERS ESTATE - Act in a Fiduciary Capacity - Not Investment Related - At Reported Business Location(s) - Start Date 10/24/2016 - 5 Hours per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-12 |
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