Stine Karlsen Bradford

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → Present
  Bradford Investment Services
  West Sacramento, CA
• 02/2016 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 09/2023
  Securities America, Inc.
  West Sacramento, CA
• 11/2020 → 09/2023
  Securities America Advisors, Inc.
  West Sacramento, CA
• 09/2023 → Present
  Lpl Financial Llc
  West Sacramento, CA

Previous Registrations

• 2020-11-06 → 2023-09-29
  Securities America Advisors, Inc.
  West Sacramento, CA
• 2016-10-05 → 2020-11-06
  Kms Financial Services, Inc.
  West Sacramento, CA
  Seattle, WA

Other Businesses

1) 08/2023 - Bradford Capital Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160 Hrs per month

Exams

• S66 Uniform Combined State Law Examination
  2016-10-05

Other Names

• Stine Boegh Karlsen