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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-07
UT RA APPROVED 2020-11-10
  • TX RA
    APPROVED
    Since 2020-12-07
  • UT RA
    APPROVED
    Since 2020-11-10

Branch Locations

5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rhi General Group San Ramon CA 08/2020 12/2020
Wells Fargo Clearing Services Llc Charlotte UT 08/2020 Present
Aerel Design Salt Lake City UT 08/2016 05/2017
Moxie Pest Control Salt Lake City UT 05/2017 08/2020
  • 08/2020 → 12/2020
    Rhi General Group
    San Ramon, CA
  • 08/2020 → Present
    Charlotte, UT
  • 08/2016 → 05/2017
    Aerel Design
    Salt Lake City, UT
  • 05/2017 → 08/2020
    Moxie Pest Control
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-09
  • S66 Uniform Combined State Law Examination
    2020-11-09
Other Names
  • Jeffrey Horman

View on SEC IAPD

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