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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-01-05
TX RA APPROVED 2021-02-04
IL RA APPROVED 2020-11-05
  • OH RA
    APPROVED
    Since 2023-01-05
  • TX RA
    APPROVED
    Since 2021-02-04
  • IL RA
    APPROVED
    Since 2020-11-05

Branch Locations

263 Shuman Blvd Ste 275, Naperville, IL 60563-7700 • United States

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Essentra Components Erie PA 08/2007 12/2019
Raymond James & Associates, Inc. Columbus OH 08/2020 Present
Homemaker Erie PA 01/2019 07/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-03
  • S66 Uniform Combined State Law Examination
    2020-11-03

View on SEC IAPD

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