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John Muir

Wells Fargo Clearing Services, LLC

Raleigh, NC

Chapel Hill, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-08
WI RA APPROVED 2024-01-26
  • NC RA
    APPROVED
    Since 2025-10-08
  • WI RA
    APPROVED
    Since 2024-01-26

Branch Locations

3105 Glenwood Ave Ste 201 [Support Center], Raleigh, NC 27612 • United States

1220 Environ Way Ste 1220, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Good Karma Brands Beaver Dam WI 05/2014 01/2017
Midwest Communications Green Bay WI 02/2017 06/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2020 03/2021
Northwestern Mutual Investment Services Llc Mequon WI 09/2020 03/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2021 03/2021
Woodbury Financial Services Inc West Bend WI 03/2021 06/2023
Lpl Financial Llc West Bend WI 06/2023 07/2023
Wells Fargo Clearing Services, Llc Waukesha WI 07/2023 Present
  • 05/2014 → 01/2017
    Good Karma Brands
    Beaver Dam, WI
  • 02/2017 → 06/2020
    Midwest Communications
    Green Bay, WI
  • 09/2020 → 03/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2020 → 03/2021
    Northwestern Mutual Investment Services Llc
    Mequon, WI
  • 02/2021 → 03/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2021 → 06/2023
    Woodbury Financial Services Inc
    West Bend, WI
  • 06/2023 → 07/2023
    Lpl Financial Llc
    West Bend, WI
  • 07/2023 → Present
    Wells Fargo Clearing Services, Llc
    Waukesha, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-26
S63 Uniform Securities Agent State Law Examination 2020-12-11
  • S65 Uniform Investment Adviser Law Examination
    2024-01-26
  • S63 Uniform Securities Agent State Law Examination
    2020-12-11
Other Names
  • John Muir
  • John Robert Muir

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

More in Raleigh, NC

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