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Michael Gregory Scudder

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Laguna Niguel, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-01-14
TX RA APPROVED 2021-06-03
CA RA APPROVED 2020-12-02
  • AL RA
    APPROVED
    Since 2025-01-14
  • TX RA
    APPROVED
    Since 2021-06-03
  • CA RA
    APPROVED
    Since 2020-12-02

Branch Locations

28202 Cabot Rd, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 09/2020 Present
Bank Of America Santa Cruz CA 02/2016 09/2017
University Of California Santa Cruz Crown College Santa Cruz CA 09/2017 03/2020
Uc Santa Cruz Keck Isotope Geochemistry Laboratory Santa Cruz CA 04/2018 03/2020
University Of California Santa Cruz Santa Cruz CA 09/2016 06/2020
Bank Of America, N.A. Newport Beach CA 11/2020 Present
  • 09/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Newport Beach, CA
  • 02/2016 → 09/2017
    Bank Of America
    Santa Cruz, CA
  • 09/2017 → 03/2020
    University Of California Santa Cruz Crown College
    Santa Cruz, CA
  • 04/2018 → 03/2020
    Uc Santa Cruz Keck Isotope Geochemistry Laboratory
    Santa Cruz, CA
  • 09/2016 → 06/2020
    University Of California Santa Cruz
    Santa Cruz, CA
  • 11/2020 → Present
    Bank Of America, N.A.
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
  • S66 Uniform Combined State Law Examination
    2020-11-30

View on SEC IAPD

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Other Offices

EHRLICH FINANCIAL GROUP · LAGUNA NIGUEL, CA
TCFG INVESTMENT ADVISORS, LLC · LAGUNA NIGUEL, CA
SENTIENT FINANCIAL, LLC · LAGUNA NIGUEL, CA
LPL FINANCIAL LLC · LAGUNA NIGUEL, CA
MORGAN STANLEY · Laguna Niguel, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Laguna Niguel, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Niguel, CA
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