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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-02 |
| CO | RA | APPROVED | 2021-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tristate Financial Advisors | Philadelphia | PA | 08/2020 | 05/2021 |
| Colorado State University Rec Center | Fort Collins | CO | 08/2018 | 12/2019 |
| Premier Insurance Partners | Loveland | CO | 05/2019 | 08/2019 |
| Taco Bell | Fort Collins | CO | 08/2016 | 05/2018 |
| Cabana Grill | St. Joseph | MO | 05/2012 | 12/2019 |
| Unemployed | Fort Collins | CO | 01/2020 | 07/2020 |
| Trinity Wealth Securities L.L.C | Philadelphia | PA | 09/2020 | 05/2021 |
| Morgan Stanley Smith Barney Llc | Boulder | CO | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-11-20 |
| S65 | Uniform Investment Adviser Law Examination | 2020-07-31 |
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