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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| LA | RA | APPROVED | 2010-11-12 |
Branch Locations
400 East Kaliste Saloom Road Suite 1200, Lafayette, LA 70508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Lafayette | LA | 02/2006 | Present |
| Morgan Stanley Smith Barney | Lafayette | LA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*184799 - Foundation for Wellness; Investment Related - No; Lafayette, Louisiana; Health and Welfare; Board Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2019; During Business Hours: 4; After Business Hours: 0; Business Development/Growth.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-20 |
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