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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-05-26
  • NY RA
    APPROVED
    Since 2022-05-26

Branch Locations

Citi Wealth Management, National Sales 388 Greenwich St., 22Nd Fl & 24Th Fl, New York, NY 10013 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America New York NY 12/2009 04/2022
American Portfolios Financial Services, Inc. Holbrook NY 11/2011 04/2022
Citigroup Long Island City NY 05/2022 Present
  • 12/2009 → 04/2022
    Guardian Life Insurance Co Of America
    New York, NY
  • 11/2011 → 04/2022
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 05/2022 → Present
    Citigroup
    Long Island City, NY
Previous Registrations
  • 2021-07-09 → 2022-11-18
    Gassman Financial Group
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-08
  • S66 Uniform Combined State Law Examination
    2005-04-08
Designations
  • Certified Financial Planner
Other Names
  • John Male
  • John Allan Male

View on SEC IAPD

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