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Current Employers
Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-03-27
NY RA APPROVED 2025-03-23
CA RA APPROVED 2025-03-20
DE RA APPROVED 2025-03-20
MD RA APPROVED 2025-03-20
NJ RA APPROVED 2025-03-20
PA RA APPROVED 2025-03-20
  • MA RA
    APPROVED
    Since 2025-03-27
  • NY RA
    APPROVED
    Since 2025-03-23
  • CA RA
    APPROVED
    Since 2025-03-20
  • DE RA
    APPROVED
    Since 2025-03-20
  • MD RA
    APPROVED
    Since 2025-03-20
  • NJ RA
    APPROVED
    Since 2025-03-20
  • PA RA
    APPROVED
    Since 2025-03-20

Branch Locations

1251 Ave Of The Americas, Ste 4700, New York, NY 10020 • United States

515 South Flower Street, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Princeton NJ 08/2020 02/2025
Blackrock Investments Llc Princeton NJ 08/2020 02/2025
Clearbridge Investments Wilmington DE 06/2018 08/2018
Blackrock Princeton NJ 06/2019 08/2019
Dick's Sporting Goods Mount Laurel NJ 06/2017 08/2017
Us Lacrosse West Chapter 5 Medford NJ 05/2015 07/2017
College Of The Holy Cross Worcester MA 08/2016 05/2020
Unemployed Lumberton NJ 08/2018 06/2019
Unemployed Lumberton NJ 08/2019 08/2020
Tcw Llc Los Angeles CA 02/2025 Present
Tcw Funds Distributors Los Angeles CA 02/2025 Present
  • 08/2020 → 02/2025
    Blackrock
    Princeton, NJ
  • 08/2020 → 02/2025
    Blackrock Investments Llc
    Princeton, NJ
  • 06/2018 → 08/2018
    Clearbridge Investments
    Wilmington, DE
  • 06/2019 → 08/2019
    Blackrock
    Princeton, NJ
  • 06/2017 → 08/2017
    Dick's Sporting Goods
    Mount Laurel, NJ
  • 05/2015 → 07/2017
    Us Lacrosse West Chapter 5
    Medford, NJ
  • 08/2016 → 05/2020
    College Of The Holy Cross
    Worcester, MA
  • 08/2018 → 06/2019
    Unemployed
    Lumberton, NJ
  • 08/2019 → 08/2020
    Unemployed
    Lumberton, NJ
  • 02/2025 → Present
    Tcw Llc
    Los Angeles, CA
  • 02/2025 → Present
    Tcw Funds Distributors
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-07
  • S66 Uniform Combined State Law Examination
    2020-12-07
Other Names
  • Peyton Sventy

View on SEC IAPD

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