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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-29 |
| FL | RA | APPROVED | 2022-03-21 |
Branch Locations
800 Capitol St Pbig - Houston Ii, Houston, TX 77002 • United States
520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States
Sugarland, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baton Rouge | LA | 11/2003 | 06/2018 |
| Morgan Stanley | Aventura | FL | 06/2018 | 02/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boca Raton | FL | 12/2021 | Present |
| Beta Capital Securities | Miami | FL | 02/2020 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-27 |
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