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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2021-08-17
TX RA APPROVED 2021-08-17
  • RI RA
    APPROVED
    Since 2021-08-17
  • TX RA
    APPROVED
    Since 2021-08-17

Branch Locations

200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Warwick RI 08/2020 Present
Mml Investors Services, Llc Warwick RI 09/2020 Present
Barnum Financial Group Shelton CT 06/2020 08/2020
Jo's American Bistro Newport RI 08/2013 06/2020
Town Of Middletown Middletown RI 05/2015 09/2017
University Of Rhode Island Kingston RI 08/2018 Present
Middletown Public Schools Middletown RI 08/2010 06/2018
  • 08/2020 → Present
    Mass Mutual Life Insurance Company
    Warwick, RI
  • 09/2020 → Present
    Warwick, RI
  • 06/2020 → 08/2020
    Barnum Financial Group
    Shelton, CT
  • 08/2013 → 06/2020
    Jo's American Bistro
    Newport, RI
  • 05/2015 → 09/2017
    Town Of Middletown
    Middletown, RI
  • 08/2018 → Present
    University Of Rhode Island
    Kingston, RI
  • 08/2010 → 06/2018
    Middletown Public Schools
    Middletown, RI
Other Businesses

NAME: AUSTIN CORISTINE INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: INSURANCE SALES - LIFE INSURANCE, DISABILITY, LTC, FIXED ANNUITIES, AND HEALTH POSITION: INDEPENDENT INSURANCE AGENT START DATE: 03/24/2023 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: SALES AND SERVICE OF OUTSIDE INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-23
S63 Uniform Securities Agent State Law Examination 2021-01-29
  • S65 Uniform Investment Adviser Law Examination
    2021-07-23
  • S63 Uniform Securities Agent State Law Examination
    2021-01-29

View on SEC IAPD

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