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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-28 |
| IL | RA | APPROVED | 2022-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oak Brook | IL | 11/2021 | Present |
| Charles Rutenberg Realty | Naperville | IL | 08/2014 | 11/2021 |
| Bank Of America, N.A. | Oak Brook | IL | 01/2022 | Present |
I*586237 For profit or not for profit: Entity For Profit Name of outside business organization: Visage Ventures LLC Investment related: N Address of business: Naperville, Illinois Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member Start date of relationship: 8/1/2015 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Real Estate Investment, Partner owner I*: 988369 Name of OBA: Rental Property 1 Address: San Francisco, California Investment Related: N, Position, Title, Association: Co-owner with other family members Employee Start Date: 10/1/2022 No Hours: 10, Yearly No Hours during trading: 0 Duties: N/A I*584313 For profit or not for profit: Entity For Profit Name of outside business organization: Emerald Investments LLC Investment related: N Address of business: Chicago, Illinois, 60601, United States Nature of business: Limited Liability Company Position, title, association: Officer, General Partner/Managing Member, Owner Start date of relationship: 2/1/2018 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Rental properties Investments as Owner/Manager I*: 1737269 Entity Type: Entity For Profit Name of OBA: Jharoka Inc Address: Plainfield, IL Investment Related: No Position, Title, Association: General Partner/Managing Member,Owner Employee Start Date: 10/25/2011 Number of Hours: 0 Number of Hours during trading: 0 Duties: Make and sell paintings
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-08 |
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