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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-03 |
| WA | RA | APPROVED | 2020-10-30 |
Branch Locations
3760 Carillon Point, Kirkland, WA 98033-7455 • United States
303 5Th Avenue South Suite 100, Edmonds, WA 98020-3626 • United States
Edmonds, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Kirkland | WA | 08/2020 | Present |
| Blackrock | Seattle | WA | 11/2018 | 07/2020 |
| Amz Management Consulting | Edmonds | WA | 07/2018 | 10/2018 |
| Starlites Basketball Club | Naxxar | 08/2017 | 06/2018 | |
| Durham University Business School | Durham | 08/2016 | 12/2017 | |
| City National Bank | Kirkland | WA | 01/2021 | Present |
(1) NAME: Mitch Brewe Non-Investment related: ADDRESS: 7802 194th St Sw Edmonds, Wa 98026 Nature of OBA: Personal Rental Property Position/Title/Relationship: Owner - Active Start Date:09/01/22 Time dedicated: 5 to 10 hours per month; 0 during securities trading DUTIES: Property management & landlord duties (2) NAME OF ENTITY: Greater Edmonds Chamber Of Com ADDRESS: 121 5th Ave N, Edmonds, WA 98020 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: May 21, 2026 CAPACITY: Board of Directors DUTIES: Volunteer board member HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 2 (3) NAME OF ENTITY: Sno-King Youth Club ADDRESS: 700 Main St, Chrysanthemum Hall, Edmonds, 98020 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jan 01, 2024 CAPACITY: Board of Directors DUTIES: Volunteer board member HOURS DEVOTED PER MONTH: 2-3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-29 |
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