John Peter Schmick

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 02/2017
  Fiduciary Advisors, Llc
  Philadelphia, PA
• 07/2016 → 02/2017
  Efficient Advisors, Llc
  Philadelphia, PA
• 01/2018 → 05/2019
  Pruco Securities Llc
  Bellevue, WA
• 01/2018 → 05/2019
  The Prudential Insurance Company Of America
  Bellevue, WA
• 05/2017 → 09/2017
  Jp Schmick Company
  Sammamish, WA
• 03/2017 → 05/2017
  Juetten Personal Financial Planning
  Bellevue, WA
• 09/2017 → 11/2017
  Whole Foods Market
  Redmond, WA
• 05/2019 → 12/2021
  Massmutual Life Insurance Company
  Lake Oswego, OR
• 08/2019 → 12/2021
  Mml Investors Services, Llc
  Lake Oswego, OR
• 11/2017 → 12/2017
  Unemployed
  Bellevue, WA
• 02/2022 → 05/2022
  Deschutes Investment Consulting, Llc
  Portland, OR
• 06/2022 → 11/2022
  State Farm Insurance
  Mill Creek, WA
• 06/2022 → 11/2022
  State Farm Vp Management Corp
  Mill Creek, WA
• 06/2022 → 11/2022
  State Farm Investment Management Corp
  Mill Creek, WA
• 11/2022 → Present
  John Schmick Insurance Agency
  Edmonds, WA
• 11/2022 → Present
  State Farm Investment Management Corp
  Edmonds, WA
• 11/2022 → Present
  State Farm Vp Management Corp
  Edmonds, WA

Previous Registrations

• 2020-01-16 → 2021-10-18
  Mml Investors Services, Llc
  Lake Oswego, OR
  Wilsonville, OR
• 2018-01-16 → 2019-06-05
  Pruco Securities, Llc.
  Mercer Island, WA
• 2016-11-21 → 2017-03-06
  Fiduciary Advisors, Llc
  Sammamish, WA
  Philadelphia, PA
  Cottonwood Heights, UT
• 2016-11-21 → 2017-03-06
  Efficient Advisors
  Bellevue, WA
  Mason, OH
• 2014-04-28 → 2015-05-29
  Genesis Capital Llc
  Bellevue, WA
• 2014-04-24 → 2015-05-29
  Sca
  Bellevue, WA
• 2013-10-16 → 2014-03-24
  Monea Investments, Llc
  Tacoma, WA
• 2011-05-25 → 2011-12-20
  Lwi Financial Inc.
  San Jose, CA
• 2010-06-09 → 2011-04-28
  Triad
  Bellevue, WA
• 2007-12-12 → 2008-12-01
  Russell Investments
  Seattle, WA

Other Businesses

1) John Schmick Insurance Agency; Investment-related; 100 2nd Ave S Ste 320 Edmonds, WA 98020; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/1/2022; 80; 80; Service customers and supervise employees 2) Cascade Symphony Orchestra; non- investment-related; P.O. Box 876 Edmonds, WA 98020; Other; Director; title; 8/20/2024; 6: 0S; Duties This is a community-based orchestra made up of volunteer (non-paid) musicians, outside of the conductor, who is paid.

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-10-31
• S66 Uniform Combined State Law Examination
  2007-12-11

Other Names

• John Peter Schmick
• John Schmick