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830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-12-16 |
Branch Locations
101 Park Avenue Suite 3100, New York, NY 10178 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 08/2020 | 06/2021 |
| University Of Vermont | Burlington | VT | 08/2016 | 07/2020 |
| Preferred Pool Management | Bergenfield | NJ | 05/2018 | 08/2019 |
| Morristown Recreation | Morristown | NJ | 05/2014 | 08/2017 |
| Friendship Circle | Livingston | NJ | 03/2012 | 08/2018 |
| Regentatlantic | Morristown | NJ | 06/2021 | 03/2023 |
| Corient | New York | NY | 12/2022 | Present |
| Corient Services Llc | Miami | FL | 07/2023 | Present |
| Cipw Service Company, Llc | Toronto | 01/2023 | 07/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-11 |
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