Rishi Thakur

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 08/2017
  Rbc Wealth Management
  Watertown, NY
• 02/2019 → 03/2020
  Bed Bath & Beyond
  Union, NJ
• 08/2017 → 06/2018
  Ie Business School
  Madrid
• 08/2018 → 02/2019
  United Windows And Doors
  Springfield, NJ
• 06/2018 → 08/2018
  Unemployed
  Potsdam, NY
• 08/2020 → 08/2021
  Mccollum Financial Services
  Gouverneur, NY
• 03/2020 → 08/2020
  St. Lawrence Pulmonology
  Potsdam, NY
• 09/2020 → 08/2021
  Cetera Advisor Networks
  El Segundo, CA
• 09/2021 → 05/2023
  Ubs Financial Services Inc.
  Weehawken, NJ
• 05/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 01/2021 → Present
  John's Hopkins University
  Baltimore, MD
• 07/2023 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2021-09-29 → 2023-05-24
  Ubs Financial Services Inc.
  Weehawken, NJ
• 2021-06-14 → 2021-08-13
  Cetera Wealth Services, Llc
  Gouverneur, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-05-26
• S63 Uniform Securities Agent State Law Examination
  2020-11-14

Other Names

• Akshay Thakur
• Akshay Rishi Thakur