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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Karl Manufacturing Solution | Roseau, Mn | MN | 05/2017 | 08/2017 |
| Follett | Grand Forks | ND | 06/2018 | 06/2020 |
| University Of North Dakota | Grand Forks | ND | 08/2016 | 12/2019 |
| Bigler Financial Services | Rochester | MN | 07/2020 | Present |
| Royal Alliance Associates, Inc. | Rochester | MN | 02/2021 | Present |
| Unemployed | Roseau | MN | 06/2011 | 08/2017 |
1. ADVANCED FINANCIAL CONSULTANTS POSITION: Financial Paraplanner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/30/2020 ADDRESS: 2770 Commerce Dr. NW, Rochester MN 55901, United States DESCRIPTION: Review risk tolerance and overall investment objectives with advisors in office. Once risk is determined, assist advisorsto help align risk with future investment strategies. research and review client profiles and develop client relationsthrough general admin servicing of accounts 2. Bigler Financial Services POSITION: Financial Paraplanner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/30/2020 ADDRESS: 2770 Commerce Dr. NW, Rochester MN 55901, United States DESCRIPTION: Review risk tolerance and overall investment objectives with advisors in office. Once risk is determined, assist advisors to help align risk with future investment strategies. research and review client profiles and develop client relations through general admin servicing of accounts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-12 |
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