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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-01-09
  • MN RA
    APPROVED
    Since 2023-01-09

Branch Locations

2770 Commerce Drive Nw, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Karl Manufacturing Solution Roseau, Mn MN 05/2017 08/2017
Follett Grand Forks ND 06/2018 06/2020
University Of North Dakota Grand Forks ND 08/2016 12/2019
Bigler Financial Services Rochester MN 07/2020 Present
Royal Alliance Associates, Inc. Rochester MN 02/2021 Present
Unemployed Roseau MN 06/2011 08/2017
  • 05/2017 → 08/2017
    Karl Manufacturing Solution
    Roseau, Mn, MN
  • 06/2018 → 06/2020
    Follett
    Grand Forks, ND
  • 08/2016 → 12/2019
    University Of North Dakota
    Grand Forks, ND
  • 07/2020 → Present
    Bigler Financial Services
    Rochester, MN
  • 02/2021 → Present
    Royal Alliance Associates, Inc.
    Rochester, MN
  • 06/2011 → 08/2017
    Unemployed
    Roseau, MN
Other Businesses

1. ADVANCED FINANCIAL CONSULTANTS POSITION: Financial Paraplanner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/30/2020 ADDRESS: 2770 Commerce Dr. NW, Rochester MN 55901, United States DESCRIPTION: Review risk tolerance and overall investment objectives with advisors in office. Once risk is determined, assist advisorsto help align risk with future investment strategies. research and review client profiles and develop client relationsthrough general admin servicing of accounts 2. Bigler Financial Services POSITION: Financial Paraplanner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/30/2020 ADDRESS: 2770 Commerce Dr. NW, Rochester MN 55901, United States DESCRIPTION: Review risk tolerance and overall investment objectives with advisors in office. Once risk is determined, assist advisors to help align risk with future investment strategies. research and review client profiles and develop client relations through general admin servicing of accounts.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-04
S63 Uniform Securities Agent State Law Examination 2022-07-12
  • S65 Uniform Investment Adviser Law Examination
    2023-01-04
  • S63 Uniform Securities Agent State Law Examination
    2022-07-12

View on SEC IAPD

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