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Thomas J Rigelhaupt

LPl Enterprise, LLC

New York, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 08/2020 03/2021
Fairfield University Fairfield CT 09/2016 05/2020
Bethpage Federal Credit Union Bethpage NY 05/2019 08/2019
Del Fuego Babylon NY 11/2015 01/2019
Unemployed Babylon NY 06/2020 07/2020
Pruco Securities, Llc. New York NY 06/2021 11/2024
Unemployed Babylon NY 04/2021 05/2021
Prudential Insurance Company Of America New York NY 06/2021 Present
Lpl Enterprise, Llc New York NY 11/2024 Present
  • 08/2020 → 03/2021
    Equitable Advisors, Llc
    New York, NY
  • 09/2016 → 05/2020
    Fairfield University
    Fairfield, CT
  • 05/2019 → 08/2019
    Bethpage Federal Credit Union
    Bethpage, NY
  • 11/2015 → 01/2019
    Del Fuego
    Babylon, NY
  • 06/2020 → 07/2020
    Unemployed
    Babylon, NY
  • 06/2021 → 11/2024
    Pruco Securities, Llc.
    New York, NY
  • 04/2021 → 05/2021
    Unemployed
    Babylon, NY
  • 06/2021 → Present
    Prudential Insurance Company Of America
    New York, NY
  • 11/2024 → Present
    Lpl Enterprise, Llc
    New York, NY
Previous Registrations
Other Businesses

1) 03/26/2026-Maureen Rigelhaupt Trust-Act in a Fiduciary Capacity-Not inv related-At Babylon, NY-1hrs/mth-1hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-28
  • S66 Uniform Combined State Law Examination
    2020-08-28
Other Names
  • Thomas J Rigelhaupt
  • Thomas Joseph Rigelhaupt
  • Tj Rigelhaupt
  • Thomas Rigelhaupt

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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