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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-23
  • NY RA
    APPROVED
    Since 2025-05-23

Branch Locations

66 Hudson Boulevard East, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baruch College New York NY 08/2017 12/2020
Student New York NY 02/2012 08/2017
Iintoo New York NY 12/2020 07/2021
Unemployed New York NY 07/2021 02/2022
Alliancebernstein New York NY 02/2022 Present
  • 08/2017 → 12/2020
    Baruch College
    New York, NY
  • 02/2012 → 08/2017
    Student
    New York, NY
  • 12/2020 → 07/2021
    Iintoo
    New York, NY
  • 07/2021 → 02/2022
    Unemployed
    New York, NY
  • 02/2022 → Present
    Alliancebernstein
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-23
S63 Uniform Securities Agent State Law Examination 2020-06-22
  • S65 Uniform Investment Adviser Law Examination
    2025-05-23
  • S63 Uniform Securities Agent State Law Examination
    2020-06-22
Other Names
  • Ariel Smith
  • Ariel Yehuda Smith

View on SEC IAPD

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