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Oscar Y Lai

J.P. Morgan Securities LLC

New York, NY

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-04-19
DE RA APPROVED 2023-04-18
TX RA APPROVED 2022-11-25
NY RA APPROVED 2022-11-15
  • NJ RA
    APPROVED
    Since 2023-04-19
  • DE RA
    APPROVED
    Since 2023-04-18
  • TX RA
    APPROVED
    Since 2022-11-25
  • NY RA
    APPROVED
    Since 2022-11-15

Branch Locations

277 Park Ave., Fl 36, New York, NY 10172 • United States

1411 Broadway Floor Mz, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corporation New York NY 08/2020 07/2022
Oscar Lai Montreal 03/2019 05/2020
Jpmorgan Chase Bank, N.A. New York NY 10/2022 Present
J.P. Morgan Securities Llc New York NY 10/2022 Present
Unemployed Montreal 10/2012 02/2019
Unemployed New York City NY 08/2022 09/2022
National Securities Corp New York NY 01/2021 07/2022
Unemployed New York NY 06/2020 07/2020
  • 08/2020 → 07/2022
    National Securities Corporation
    New York, NY
  • 03/2019 → 05/2020
    Oscar Lai
    Montreal
  • 10/2022 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 10/2022 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 10/2012 → 02/2019
    Unemployed
    Montreal
  • 08/2022 → 09/2022
    Unemployed
    New York City, NY
  • 01/2021 → 07/2022
    National Securities Corp
    New York, NY
  • 06/2020 → 07/2020
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-11
S63 Uniform Securities Agent State Law Examination 2021-07-07
  • S66 Uniform Combined State Law Examination
    2022-11-11
  • S63 Uniform Securities Agent State Law Examination
    2021-07-07
Other Names
  • Oscar Y Lai
  • Oscar Lai
  • Oscar Yichen Lai

View on SEC IAPD

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