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Matthew Earl Steinke

LPl Financial LLC

Denver, CO

CRD 4902294

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
CO RA APP_PEND_IARCE 2026-01-01
KY RA APP_PEND_IARCE 2026-01-01
MN RA APP_PEND_IARCE 2026-01-01
WI RA APP_PEND_IARCE 2026-01-01
GA RA APPROVED 2021-07-21
IN RA APPROVED 2021-07-21
IA RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
WA RA APPROVED 2021-07-21
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • CO RA
    APP_PEND_IARCE
    Since 2026-01-01
  • KY RA
    APP_PEND_IARCE
    Since 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01
  • WI RA
    APP_PEND_IARCE
    Since 2026-01-01
  • GA RA
    APPROVED
    Since 2021-07-21
  • IN RA
    APPROVED
    Since 2021-07-21
  • IA RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21

Branch Locations

810 Santa Fe Dr, Denver, CO 80204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Matthew Ramga Denver CO 01/1999 Present
Bbf Partnership Denver CO 04/2003 Present
Waddell & Reed, Inc Denver CO 01/2012 Present
Various Insurance Carriers For W&R Insurance Agencies Denver CO 01/2012 Present
Matthew E Steinke Inc Denver CO 03/2015 Present
Bell Tower Property Denver CO 10/2017 Present
Kindling Group Denver CO 02/2018 Present
Tiger Print Llc Denver CO 09/2019 Present
Lulu Tunes Llc Denver CO 01/2020 Present
Lpl Financial Llc Denver CO 07/2021 Present
  • 01/1999 → Present
    Matthew Ramga
    Denver, CO
  • 04/2003 → Present
    Bbf Partnership
    Denver, CO
  • 01/2012 → Present
    Waddell & Reed, Inc
    Denver, CO
  • 01/2012 → Present
    Various Insurance Carriers For W&R Insurance Agencies
    Denver, CO
  • 03/2015 → Present
    Matthew E Steinke Inc
    Denver, CO
  • 10/2017 → Present
    Bell Tower Property
    Denver, CO
  • 02/2018 → Present
    Kindling Group
    Denver, CO
  • 09/2019 → Present
    Tiger Print Llc
    Denver, CO
  • 01/2020 → Present
    Lulu Tunes Llc
    Denver, CO
  • 07/2021 → Present
    Denver, CO
Previous Registrations
  • 2012-01-20 → 2021-07-21
    Waddell & Reed
    Denver, CO
    Las Vegas, NV
    Denver, CO
Other Businesses

1. 02/2018/Kindling Group, LLC/Business Entity For Tax/Investment Purposes Only/Investment Related/Denver, CO/0 HRS/MO 2. 09/2019/Tiger Print LLC/Real Estate Rental/Investment Related/Denver, CO/0 HRS/MO 3. 4/2003/BBF Partnership LLC/Real Estate Rental/Investment Related/Denver, CO/0 HRS/MO 4. 06/2017/Bell Tower Property/Real Estate Rental/Investment Related/Denver, CO/0 HRS/MO 5. 2018/Matthew Steinke/Kindling Financial Group/DBA for LPL Business (entity for LPL business)/Investment Related/Denver, CO/0 HRS/MO 6. 01/2020/Lulu Tunes LLC/Real Estate Rental/Investment Related/Denver, CO/0 HRS/MO 7. 03/2015/Matthew E Steinke Inc/Business Entity For Tax/Investment Purposes Only/Investment Related/Denver, CO/0 HRS/MO 8. 07/2021/Matthew Ramga/Business Owner/Investment Related/Denver, CO/0 HRS/MO 9. 1/28/2022 - Clarkson Triangle LLC - Investment Related - Denver, CO 80210 - Real Estate Rental - Start Date: 1/4/2022 - 2 Hours Per Month/0 Hours During Securities Trading. 10. 09/13/2023 - Duke De Ville Clubhouse LLC - Investment Related - Denver, CO 80211 - Real Estate Rental - Start Date: 06/29/2023 - 2 Hours Per Month/0 Hours During Securities Trading. 11. 11/20/2024 - Saint Ruler LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 10/30/2024 - 2 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-14
S63 Uniform Securities Agent State Law Examination 2006-03-30
  • S65 Uniform Investment Adviser Law Examination
    2011-12-14
  • S63 Uniform Securities Agent State Law Examination
    2006-03-30
Other Names
  • Matt Steinke
  • Matthew Steinke

View on SEC IAPD

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