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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-11-03
CT RA APPROVED 2021-10-08
  • NY RA
    APPROVED
    Since 2022-11-03
  • CT RA
    APPROVED
    Since 2021-10-08

Branch Locations

Stratford, CT • United States

28-07 Jackson Ave Suite 15137, Long Island City, NY 11101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Shirley NY 10/2020 Present
Mass Mutual Life Insurance Co Shirley NY 06/2019 Present
Stew Leonards Norwalk CT 07/2015 08/2020
University Of Conneticut Stamford CT 08/2015 05/2019
  • 10/2020 → Present
    Shirley, NY
  • 06/2019 → Present
    Mass Mutual Life Insurance Co
    Shirley, NY
  • 07/2015 → 08/2020
    Stew Leonards
    Norwalk, CT
  • 08/2015 → 05/2019
    University Of Conneticut
    Stamford, CT
Other Businesses

NAME: JOSE L. NOVA INV REL: Y ADDR: 501 MERRIT 7, 5TH FLOOR, NORWALK, CT 06851 NATURE: NON-MMLIA - LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH POSITION: AGENT START: 07/2020 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-01
S63 Uniform Securities Agent State Law Examination 2021-01-30
  • S65 Uniform Investment Adviser Law Examination
    2021-10-01
  • S63 Uniform Securities Agent State Law Examination
    2021-01-30

View on SEC IAPD

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