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401 Park Avenue South Suite 929, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-07 |
| NY | RA | APPROVED | 2026-02-12 |
Branch Locations
401 Park Avenue South Suite 929, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Exante Data, Inc. | Mount Kisko | NY | 01/2016 | 12/2025 |
| Vanda Research Corp. | New York | NY | 12/2025 | Present |
Market Reader, Inc. 27 Taylor Rd., Mount Kisco, NY 10549 Advisor - provide strategic input into software product production for the business. Non-Investment Related Devote approximately 5 hours per month after business hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-22 |
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