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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-11-01 |
| TX | RA | APPROVED | 2024-11-01 |
Branch Locations
Rsa Battle House Tower 11 North Water St., Suite 16290, Mobile, AL 36602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United States Army | Various | GA | 09/2015 | 07/2020 |
| Stephens Inc. | Little Rock | AR | 07/2020 | 05/2022 |
| United States Army | Various | NC | 09/2015 | 07/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mobile | AL | 05/2022 | 11/2024 |
| Bank Of America, N.A. | Mobile | AL | 05/2022 | 11/2024 |
| Morgan Stanley Smith Barney Llc | Mobile | AL | 11/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2024 | Present |
*619412 - United States Army Reserve; Investment related: No; Grand Prairie, Texas; Government; Employee: Captain(proprietor, partner, officer, director, employee, trustee, agent); 5/2024; During business hours: 0; After business hours: 16; Labor or Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-11 |
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