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Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-12
  • NY RA
    APPROVED
    Since 2022-10-12

Branch Locations

5320 Northshore Drive, North Little Rock, AR 72118 • United States

435 East 70Th Street, New York, NY 10021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Icap Corporates Llc Jersy City NJ 06/2011 09/2017
Unemployed New York NY 10/2017 02/2018
Xp Investments Us, Llc New York NY 03/2018 09/2020
Eagle Eye Advisors Llc New York NY 10/2020 Present
Sowell Management North Little Rock AR 10/2022 Present
  • 06/2011 → 09/2017
    Icap Corporates Llc
    Jersy City, NJ
  • 10/2017 → 02/2018
    Unemployed
    New York, NY
  • 03/2018 → 09/2020
    Xp Investments Us, Llc
    New York, NY
  • 10/2020 → Present
    Eagle Eye Advisors Llc
    New York, NY
  • 10/2022 → Present
    North Little Rock, AR
Previous Registrations
  • 2022-10-04 → 2022-11-10
    Eagle Eye Advisors Llc
    New York, NY
Other Businesses

Partner of Eagle Eye Advisors, LLC located at 435 East 70th Street, New York, NY 10021.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-04
S63 Uniform Securities Agent State Law Examination 2005-06-15
  • S65 Uniform Investment Adviser Law Examination
    2022-10-04
  • S63 Uniform Securities Agent State Law Examination
    2005-06-15

View on SEC IAPD

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