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Carlos Cano

Strategic Advisers LLC

Pasadena, CA

Pasadena, CA

Los Angeles, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

123-127 South Lake Ave., Pasadena, CA 91101-2604 • United States

155 N Lake Avenue, Pasadena, CA 91101-1848 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cal Poly San Luis Obispo San Luis Obispo CA 09/2014 06/2019
Target San Luis Obispo CA 11/2017 02/2018
Unemployment Los Angeles CA 06/2019 07/2020
Equitable Advisors Llc New York NY 07/2020 06/2021
Gwn Securities, Inc. Palm Beach Gardens FL 06/2021 11/2022
Fidelity Investments Los Angeles CA 11/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 09/2014 → 06/2019
    Cal Poly San Luis Obispo
    San Luis Obispo, CA
  • 11/2017 → 02/2018
    Target
    San Luis Obispo, CA
  • 06/2019 → 07/2020
    Unemployment
    Los Angeles, CA
  • 07/2020 → 06/2021
    Equitable Advisors Llc
    New York, NY
  • 06/2021 → 11/2022
    Gwn Securities, Inc.
    Palm Beach Gardens, FL
  • 11/2022 → Present
    Fidelity Investments
    Los Angeles, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-02-06 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Los Angeles, CA
  • 2021-06-22 → 2022-12-12
    Gwn Securities Inc.
    Pasadena, CA
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Los Angeles, CA
  • 2020-12-04 → 2021-06-23
    Equitable Advisors, Llc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-29
  • S66 Uniform Combined State Law Examination
    2020-11-29

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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